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Last year, the U.S. Securities and Exchange Commission (SEC) proposed ambitious rules relating to artificial intelligence (AI) that have drawn significant commentary and criticism....
On February 7, 2023, the Securities and Exchange Commission's (the "SEC") Division of Examinations (the "Division") published its examination priorities for the upcoming year.
SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted...
In this issue, we cover regulatory developments impacting the investment management sector, including closed-end fund product development…
<p><span>Thank you, Susan Olson, for that kind introduction. After graduating law school in 1995, I became an associate with the asset management practice of a law firm in Washington, D.C. The following spring, I remember the partners getting excited about the Investment Company Institute’s upcoming conference in Palm Desert, California. Since attendance was largely a “partners-only” affair, this conference carried a bit of mystique to the associates and as a native Southern Californian, this event was doubly intriguing to...