Investment Management Update August 2023
In this issue, we cover regulatory developments from the second quarter of 2023 impacting the investment management sector, including the following:…
Source: lexology.com
Reopening Release News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Investment Management Update - August 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
Closed-End Fund Activism Update - Activist investors continue to take large positions in closed-end funds and engage in disruptive activity that may be harmful to...
Source: jdsupra.com
With Specific Focus on Crypto, SEC Revisits Proposed "Exchange" Definition Changes | Perkins Coie
The U.S. Securities and Exchange Commission (the SEC or the Commission) voted on Friday, April 14, 2023, to reopen the comment period for previously proposed amendments to Rule 3b-16...
Source: jdsupra.com
SEC Tackles Digital Assets in Reopened Proposal to Reinterpret Definition of "Exchange" | Latham & Watkins LLP
Whereas the original proposal did not directly discuss digital assets, the reopening release is mainly focused on digital asset platforms. On April 14, 2023, the...
Source: jdsupra.com
Compensation Clawback Listing Standards Requirement: US Securities And Exchange Commission Adopts Final Rules - Securities
The rule also specifies disclosure requirements under newly created Item 402(w) relating to clawback policies and clawbacks.
Source: mondaq.com