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SEC Adoption Of Current Reporting And Other Amendments To Form PF - Corporate and Company Law - Vimarsana News

SEC Adoption Of Current Reporting And Other Amendments To Form PF - Corporate and Company Law

On May 3, 2023, the U.S. Securities and Exchange Commission (SEC) adopted, by a vote of 3-2, amendments to Form PF (the "Amended Form"), the confidential reporting form for certain SEC-registered...

Source: mondaq.com
New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC - M&A/Private Equity - Vimarsana News

New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC - M&A/Private Equity

On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted important amendments to Form PF, the systemic risk reporting form for private fund advisers registered with the SEC...

Source: mondaq.com
2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP - Vimarsana News

2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP

In 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed numerous new and amended rules (“proposals”) that would apply to SEC-registered investment advisers...

Spotlight to Get Brighter on Private Fund Advisers for SEC Exams in 2022 | Goodwin - Vimarsana News

Spotlight to Get Brighter on Private Fund Advisers for SEC Exams in 2022 | Goodwin

On March 30, 2022, the Division of Examinations (“EXAMS”) of the U.S. Securities and Exchange Commission (the “SEC”) placed private funds at the top of its examination priorities for...

SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP - Vimarsana News

SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP

Over a two week period at the end of January and beginning of February, the U.S. Securities and Exchange Commission (“SEC” or “Commission”) proposed new rules and rule amendments that...