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Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from...
- The NYSE first amended its shareholder approval rules largely to make permanent The temporary accommodations that were put into effect at the onset…
To embed, copy and paste the code into your website or blog: There were several important developments impacting private investment funds in 2020. The SEC continued to prioritize this area of the capital markets, and it issued important rules and guidance impacting private funds and investment advisers. There also were two important court rulings, one by the United States Supreme Court and one by the Delaware Supreme Court. This Article summarizes the most important developments in the private fund space – in chronological order. OCIE Examination Priorities On January 7, 2020, the SEC...