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Conduct risk under the spotlight: UK financial institutions face ever greater Covid-19-related regulatory scrutiny | Allen & Overy LLP


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The Financial Conduct Authority (FCA) has warned banks and other financial institutions of its determination to clamp down on market abuse arising from virtual working. Catherine Gibaud assesses the main conduct risks and the implications of the regulatory reckoning awaiting financial institutions.
In 2020, at the height of the pandemic, we considered that regulatory reckoning would focus on three areas: market conduct risks, retail conduct risks and SME lending decisions in the context of government loan schemes. Several months on, and with the virtual working environment now “business as usual” for many banks and financial institutions, we revisit these likely areas of scrutiny to consider developments and manifestation of these risks so far. ....

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Investegate |Hikma Pharmaceutical Announcements | Hikma Pharmaceutical: Annual Financial Report


LEI: 549300BNS685UXH4JI75
31 December 2020 (the 2020 Annual Report ).
Hard copy versions of the following documents will be sent to those shareholders who have elected to receive paper communication:
·
2020 Annual Report
·
2021 Notice of Annual General Meeting
Shareholders who have not elected to receive paper communication will be sent communications notifying them of the availability of these documents on the Company s website. 
Shareholders are encouraged to vote electronically at
www.hikmashares.com
.  Accordingly, the Company has not produced a paper form of proxy.  Should shareholders wish to use a paper proxy, the registrars will provide one upon request (Link Market Services, 10th Floor, Central Square, 29 Wellington Street, Leeds LS1 4DL, United Kingdom, Tel: 0871 664 0300 (from within the UK) or +44 371 664 0300 (from outside the UK), E-mail: [email protected ....

United States , United Kingdom , City Of , Boehringer Ingelheim Gmb , Al Tibbi , Labatec Pharma , Sigurdur Olafsson , Peter Speirs , Financial Conduct Authority Disclosure Guidance , United Kingdom Financial Conduct Authority , Pharmaceuticals Limited , Party Disclosures , Darhold Limited , European Union , Ltd Haosun , Group To Haosun , Ethics Committee , Party Transactions , International Accounting Standards Board , Group To Al Tibbi , Link Market Services , Hubei Haosun Pharmaceutical Co , National Storage Mechanism , Hikmacure Limited , Remuneration Committee , Directors Of The Group ,

Going Green and Digital – Hong Kong Stock Exchange Introduces Paperless Initiatives Amid COVID-19 | Morgan Lewis


Directors’ service contracts
Effective October 4, 2021, the Listing Rules will be amended to replace the requirement that issuers display the aforesaid documents for physical inspection, with the requirement for such documents to be published online – on both the HKEx’s website and the issuer’s website – for the same period of time as they are currently required to be available for physical inspection.
REDUCTION OF THE TYPES OF DOCUMENTS ON DISPLAY
Presently, the Listing Rules require issuers to obtain shareholders’ approval for certain notifiable transactions and connected transactions. The issuer must issue a circular for the transaction in question and make available certain documents for inspection. ....

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