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David Saltiel Named SEC Acting Director Of Trading And Markets - Christian Sabella Departs The Agency


David Saltiel Named SEC Acting Director Of Trading And Markets - Christian Sabella Departs The Agency
Date
03/06/2021
The Securities and Exchange Commission today announced that it has named David Saltiel as Acting Director of the Division of Trading and Markets. Mr. Saltiel replaces Christian R. Sabella, who concluded his tenure at the agency on June 2.
I look forward to continuing to work with David and thank him for lending his knowledge and experience as Acting Director,  said SEC Chair Gary Gensler. I thank Christian for his dedication and service to the SEC over the last 10 years.
Since joining the SEC in 2016, Mr. Saltiel has served as the head of the Office of Analytics and Research in the Division of Trading and Markets. Immediately before joining the SEC, he was Chief Economist at the Municipal Securities Rulemaking Board. Mr. Saltiel received his undergraduate degree from Williams College and holds a master s degree in economics from St. Ant ....

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SEC Issues Substituted Compliance Order for Germany and Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for France


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Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission voted to take two actions to advance implementation of security-based swap regulation under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. First, the Commission is publishing a final substituted compliance order in response to an application by Germany s Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin). In addition, the Commission is publishing a notice of application and proposed substituted compliance order in response to an application by France s Autorité des Marchés Financiers (AMF) and Autorité de Contrôle Prudential et de Résolution (ACPR). ....

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