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Former Sydney financial adviser sentenced to six years imprisonment


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Former Sydney financial adviser sentenced to six years imprisonment
Mr Ross Andrew Hopkins of Killara, NSW, has been sentenced in the District Court of New South Wales to a maximum period of six years’ imprisonment, with a non-parole period of four years.
Following an ASIC investigation, Mr Hopkins, a former financial adviser, was convicted of 15 dishonesty offences under the Corporations Act, committed when he was the sole director of QWL Pty Ltd (QWL).
Between 14 October 2016 and 8 October 2019, Mr Hopkins was a financial adviser entrusted by his clients to manage their self-managed superannuation accounts. Mr Hopkins had almost complete control of his clients’ superannuation which allowed him to transact on their accounts. Over a period of nearly three years, Mr Hopkins misappropriated approximately $2.9 million of his clients’ funds without their knowledge. ....

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EquitiesFirst Launches Asia Pacific Corporate Governance Initiative


EquitiesFirst Launches Asia Pacific Corporate Governance Initiative
Japan, Hong Kong, Australia, South Korea, Mainland China, Thailand, Singapore, Malaysia and India
HONG KONG, May 26, 2021 /PRNewswire/ Equities First Holdings, LLC, (
EquitiesFirst ) a global specialist in asset-backed financing today announced a strategic collaboration with
Nasdaq Governance Solutions to launch a series of co-branded whitepapers, providing actionable insights on the latest in corporate governance best practice in Asia Pacific. This project aims to add value to investors and management as they pursue long-term value creation in their enterprises.
The partnership will see the launch of
Corporate Governance: Driving Value Creation in Asia Pacific . This will involve a series of reports being published throughout the year focusing on selected markets including Japan, Hong Kong, Australia, South Korea, Mainland China, Thailand, Singapore, Malaysia and India. A team of ex ....

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EquitiesFirst(TM) Launches Asia Pacific Corporate Governance Initiative


EquitiesFirst(TM) Launches Asia Pacific Corporate Governance Initiative
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Japan, Hong Kong, Australia, South Korea, Mainland China, Thailand, Singapore, Malaysia and India
HONG KONG, May 26, 2021 /PRNewswire/ Equities First Holdings, LLC, (
EquitiesFirst ) a global specialist in asset-backed financing today announced a strategic collaboration with
Nasdaq Governance Solutions to launch a series of co-branded whitepapers, providing actionable insights on the latest in corporate governance best practice in Asia Pacific. This project aims to add value to investors and management as they pursue long-term value creation in their enterprises.
EquitiesFirst™, a global specialist in asset-backed financing, today announced a strategic collaboration with Nasdaq Governance Solutions to launch a series of co-branded whitepapers, providing actionable insights on the latest in corporate governance best practice in Asia Pacific. ....

United States , Hong Kong , United Kingdom , South Korea , City Of , Alexander Christy Jr , Mitchell Hopwoodsaid , Asia Pacific , Gordon Crosbie Walsh , Australian Financial Services Licence , Hayne Royal Commission , Equities First Holdings , Nasdaq Governance Solutions , Financial Services Industry , Equities First London , Futures Commission , Futures Commission Type , Equities First Holdings Hong Kong , First Holdings , Financial Conduct Authority , Financial Services , Australian Prudential Regulation Authority , Investments Commission , Equities First Holdings Australia Pty Ltd , Hayne Report , Australian Securities ,