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Top News In துணை பெருநிறுவன செயலாளர் Today - Breaking & Trending Today

Broadridge Names Keir Gumbs Chief Legal Officer

Broadridge Names Keir Gumbs Chief Legal Officer
prnewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from prnewswire.com Daily Mail and Mail on Sunday newspapers.

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Building Board Diversity: FINRA's Ongoing Commitment

Building Board Diversity: FINRA's Ongoing Commitment
finra.org - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finra.org Daily Mail and Mail on Sunday newspapers.

United States , Kathy Murphy , Deborah Bailey , Wendy Lanton , Robert Cook , George Floyd , Jennifer Piorko Mitchell , Eileen Murray , Marcia Asquith , Kaitlyn Kiernan , Linde Murphy , Amy Weber , Camille Busette , York Stock Exchange , Foundation Board , Board Nominating Committee , Governance Committee , Small Firm Advisory Committee , Office Of The Corporate Secretary , National Adjudicatory Council , Racial Justice Task , New York Stock Exchange , Executive Vice President , External Relations , Vice President , Corporate Governance ,

Investor Advisory Committee Discusses Rule 10b5-1 | Mayer Brown Free Writings + Perspectives

During its meeting on June 10, the Securities and Exchange Commission’s Investor Advisory Committee held a panel discussion regarding 10b5-1 plans, welcoming three market participants. ....

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SEC Focusing on Climate and Environmental, Social and Governance Issues

Monday, May 10, 2021
While the U.S. Securities and Exchange (SEC) has not been very active in holding companies accountable for failing to report climate-related information, litigation under state provisions and the growing urgency of climate-related risks has shown the need for more active enforcement.
In recent years, states have pursued companies for allegedly making misleading financial disclosures in violation of state statutes. In 2015, for example, the New York Attorney General entered into a settlement with Peabody Energy Corporation involving misleading disclosures under New York-specific statutes. After subpoenaing internal records that showed the company had made internal market projections showing severe negative impacts from certain potential laws and regulations and had failed to disclose those projections to the public, the company ....

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Special Notice – 4/28/21 | FINRA.org

2021 Election Process Overview
Summary
FINRA conducts annual elections to fill positions on its Regional Committees, the Small Firm Advisory Committee (SFAC), the National Adjudicatory Council (NAC)
1 and the FINRA Board of Governors (FINRA Board). This
Notice provides:
an overview of each elected vacancy to be filled in 2021; and
a summary of how eligible individuals can become candidates for election.
FINRA will issue an
Election Notice describing the nomination and election procedures for each specific election at the start of each election cycle. Individuals interested in being considered for nomination to positions on the Regional Committees, SFAC, NAC or FINRA Board may submit an indication of interest through FINRA’s online Engagement Portal. ....

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