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Senator Introduces Bill To Protect PII - Corporate/Commercial Law


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Senator John Kennedy (R-LA) introduced the Protecting Investors Personally Identifiable
Information Act. The legislation would exclude personally
identifiable information ( PII ) from Consolidated Audit
Trail reporting requirements.
Specifically, the bill would prohibit the SEC from requiring
FINRA, a national securities exchange or a broker-dealer to provide
PII under SEC
Rule 242.613(c)(7) ( Consolidated Audit Trail ). The
bill would provide an exception, allowing the SEC to request such
information, in which case the regulated entity must provide the
PII within 24 hours. The bill further provides that if the SEC ....

Senator John Kennedy , Investor Personally Identifiable , Information Act , Consolidated Audit , செனட்டர் ஜான் கெந்நெடீ , தகவல் நாடகம் , தொகுக்கப்பட்டு தணிக்கை ,