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National regulator effort effectively dead | Investment Executive

James Langton
The effort to craft a de facto national regulator through a new model of federal-provincial co-operation is now all but dead, as the organization charged with steering implementation of the new regulator is being shuttered.
The Capital Markets Authority Implementation Organization (CMAIO), which was established in July 2015 to guide the launch of an independent capital markets regulatory authority (CMRA), has put its operations on pause, and is laying off its staff.
“The federal government remains committed to working with the provinces and territories to establish a national securities regulator in Canada,” said Katherine Cuplinskas, press secretary with the office of the Deputy Prime Minister and Minister of Finance. “We are disappointed by the Board of Directors’ decision to temporarily pause the operations of the CMAIO. We look forward to the resumption of this important work once participating jurisdictions implement the necessary reforms to ....

United Kingdom , Prince Edward Island , Jim Flaherty , Katherine Cuplinskas , Supreme Court , Ontario Securities Commission , Consumer Services Commission Of New Brunswick , Deputy Prime Minister , Cooperative System , New Brunswick , Nova Scotia , Consumer Services Commission , Capital Markets Act , ஒன்றுபட்டது கிஂக்டம் , ப்ரிந்ஸ் எட்வர்ட் தீவு , ஜிம் ஃப்லெர்டீ , உச்ச நீதிமன்றம் , ஆஂடேரியொ பத்திரங்கள் தரகு , நுகர்வோர் சேவைகள் தரகு ஆஃப் புதியது பிரன்சுவிக் , துணை ப்ரைம் அமைச்சர் , கூட்டுறவு அமைப்பு , புதியது பிரன்சுவிக் , நோவா ஸ்கோடியா , நுகர்வோர் சேவைகள் தரகு , மூலதனம் சந்தைகள் நாடகம் ,

National regulator effort effectively over

James Langton
The effort to craft a de facto national regulator through a new model of federal-provincial co-operation is now all but dead, as the organization charged with steering implementation of the new regulator is being shuttered.
The Capital Markets Authority Implementation Organization (CMAIO), which was established in July 2015 to guide the launch of an independent capital markets regulatory authority (CMRA), has put its operations on pause, and is laying off its staff.
“The federal government remains committed to working with the provinces and territories to establish a national securities regulator in Canada,” said Katherine Cuplinskas, press secretary with the office of the Deputy Prime Minister and Minister of Finance. “We are disappointed by the Board of Directors’ decision to temporarily pause the operations of the CMAIO. We look forward to the resumption of this important work once participating jurisdictions implement the necessary reforms to ....

United Kingdom , Prince Edward Island , Jim Flaherty , Katherine Cuplinskas , Supreme Court , Ontario Securities Commission , Consumer Services Commission Of New Brunswick , Deputy Prime Minister , Cooperative System , New Brunswick , Nova Scotia , Consumer Services Commission , Capital Markets Act , ஒன்றுபட்டது கிஂக்டம் , ப்ரிந்ஸ் எட்வர்ட் தீவு , ஜிம் ஃப்லெர்டீ , உச்ச நீதிமன்றம் , ஆஂடேரியொ பத்திரங்கள் தரகு , நுகர்வோர் சேவைகள் தரகு ஆஃப் புதியது பிரன்சுவிக் , துணை ப்ரைம் அமைச்சர் , கூட்டுறவு அமைப்பு , புதியது பிரன்சுவிக் , நோவா ஸ்கோடியா , நுகர்வோர் சேவைகள் தரகு , மூலதனம் சந்தைகள் நாடகம் ,

Title reg puts credentialing bodies to the test

This article appears in the March 2021 issue of Advisor’s Edge
Completing coursework, writing exams and paying fees are part of any credential. While you may be aware of these responsibilities as a credential holder, you may not have considered your credentialing body’s responsibilities in ensuring your credential is rigorous.
It’s a timely consideration as the financial industry moves toward title regulation. Ontario is consulting on regulating “financial advisor” (FA) and “financial planner” (FP) titles, and Saskatchewan will soon follow. Quebec has regulated “financial planner” and restricted other titles since 1998.
To call yourself an FA or FP in Ontario, you’ll have to back up your title with an approved credential from an approved credentialing body. The idea is to create minimum standards so clients can be confident when they hire you. ....

Richard Salmen , Rick Hancox , Jason Watt , David Cox , Cynthia Woodley , Testing Inc , Business Career College In Edmonton , Mutual Fund Dealers Association Of Canada , Financial Services Regulatory Authority Of Ontario , Investment Industry Regulatory Organization Of Canada , Health Insurance Association , Fp Canada Standards Council , Consumer Services Commission Of New Brunswick , Canadian Securities Institute , Financial Services Regulatory Authority , Investment Industry Regulatory Organization , Mutual Fund Dealers Association , Standards Council , Consumer Services Commission , New Brunswick , Independent Financial Brokers , Canadian Life , Business Career College , Investment Funds , Professional Testing , ரிச்சர்ட் சால்மென் ,

2020 – Year In Review In Insurance - Insurance

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In 2020, there were numerous changes to regulation of the
insurance sector in Canada, both in response to COVID-19 and in
keeping with regulators long-term plans. This article provides
a recap of some of the major changes that insurance companies and
other industry participants should keep in mind in 2021.
1. REGULATORY CHANGES
Saskatchewan s New Insurance
Legislation
The Insurance Act (Saskatchewan) and its
regulations came into force on January 1, 2020. The new Act created
new licensing categories, new rules regarding fair and unfair
practices, and rules regarding self-evaluative audits. ....

International Financial , Sun Life Financial , Canadian Council Of Insurance Regulators , Financial Services Regulatory Authority , Consumer Affairs Authority , Requirements For Segregated Fund Guarantee , Fintech Working Group , Lieutenant Governor In Council , Credit Union , International Accounting , Td Bank Group , Canadian Insurance Services Regulatory , Health Insurance Association , Consumer Services Commission Of New Brunswick , Royal Bank , New Insurance , Insurance Act , Canadian Council , Insurance Regulators , Insurance Business , Fair Treatment , Consumer Services Commission , New Brunswick , Fintech Advisory , Advisory Hub , Regulatory Project ,