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FINRA - Financial Industry Regulatory[...] (via Public) / FINRA Appoints Scott W. Anderson as Head of Market Regulation and Transparency Services


12/15/2020 | Press release | Distributed by Public on 12/15/2020 12:07
FINRA Appoints Scott W. Anderson as Head of Market Regulation and Transparency Services
WASHINGTON-FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRA s predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of securities markets. He will join FINRA on Jan. 25, report to President and CEO Robert W. Cook and serve on FINRA s Management Committee.
Scott brings to this critical role broad leadership experience and a deep understanding of today s complex securities markets, and we are excited to welcome him back to FINRA, Cook said. The Market Regulation and Transparency Services Department is vital to FINRA s mission of protecting investors and ensuring the integrity of the securities marke ....

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FINRA Appoints Scott W. Anderson As Head Of Market Regulation And Transparency Services


FINRA Appoints Scott W. Anderson As Head Of Market Regulation And Transparency Services
Date
15/12/2020
FINRA announced today that it has appointed Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Anderson began his career at NASD, FINRA’s predecessor organization, and has 25 years of experience working on complex legal and compliance matters relating to the regulation of securities markets. He will join FINRA on Jan. 25, report to President and CEO Robert W. Cook and serve on FINRA’s Management Committee.
“Scott brings to this critical role broad leadership experience and a deep understanding of today’s complex securities markets, and we are excited to welcome him back to FINRA,” Cook said. “The Market Regulation and Transparency Services Department is vital to FINRA’s mission of protecting investors and ensuring the integrity of the securities markets, so that everyone can participate in the ....

United States , Robertw Cook , Scottw Anderson , Fidelity Investments , Regulatory Policy Group Of The Office , University Of Tennessee , Enforcement Department , Ubs Ag , Management Committee , Georgetown University , University Of Richmond , Transparency Services , Transparency Services Department , Jp Morgan Chase , Executive Vice President , Market Regulation , Managing Director , Chief Compliance Officer , Nasdaq Stock Market , Market Structure , Regulatory Policy Group , Juris Doctorate , Financial Regulation , Political Science , ஒன்றுபட்டது மாநிலங்களில் , நம்பகத்தன்மை முதலீடுகள் ,