Updated Retirement Fiduciary Guidance Issued by Biden Administration
On Oct. 31, 2023, the Biden administration released its long-awaited revision to the Employee Retirement Income Security Act (ERISA) fiduciary rule…
Source: lexology.com
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Updated Retirement Fiduciary Guidance Issued by Biden Administration | Brownstein Hyatt Farber Schreck
On Oct. 31, 2023, the Biden administration released its long-awaited revision to the Employee Retirement Income Security Act (ERISA) fiduciary rule. These regulations define fiduciaries...
Source: jdsupra.com
A Condensed History of the DOL's Fiduciary Rule
Regulations and guidance over the past decades have expanded and shrunk the definition of an ERISA investment advice fiduciary.
Source: plansponsor.com
10 States Where Annuity Sales Rules Still Look Different
Any lingering conflicts between the states could help the SEC expand its reach.
Source: thinkadvisor.com
Department of Labor must do more to protect retirement savers from advisor conflicts
Shoring up fiduciary obligations under ERISA would be a much-needed protection for investors.
Source: financial-planning.com