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2023’s excitement for generative artificial intelligence (AI) prompted the SEC to respond on multiple fronts – stump speeches, rulemaking, new exam priorities and sweeps and previewing...
Industry professionals have highlighted post-Brexit regulation for financial services remains “confused” and in need of “ironing out”.
Join Ropes & Gray's asset management partners, Eve Ellis and Joel Wattenbarger, as they delve into key regulatory issues impacting clients with interests in both the United States and Europe.
UK regulators have recently announced a number of reforms for banks and other financial institutions. - On 23 November 2023, the Prudential Regulation Authority (PRA)...
The FCA is focused on reducing non-financial misconduct to enhance the reputation of the UK financial services sector. Spurred on by positive levels of engagement with its 2021...