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The SEC (U.S. Securities and Exchange Commission) has provided notice that it is preparing to adopt the so-called "Private Funds Rules" under the Investment Advisers Act of 1940...
As unclaimed property professionals prepare for the fall season of reporting, they should take note of certain material changes that occurred over…
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month...
On August 1, a bipartisan bill was introduced to modify the Corporate Transparency Act (CTA). The Protect Small Businesses and Prevent Illicit Financial Activity Act (H.R. 5119)...
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,...