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Recent Pay-To-Play Settlement: Notwithstanding A Strong Dissent Over 206(4)-5 Overbreadth, The Need For Strong Compliance Policies Persists - Financial Services

With political campaign activity ramping up as the fall elections approach, the Securities and Exchange Commission (SEC) has indicated it will continue stringent enforcement of Investment Advisers Act...

Minnesota , United-states , Tennessee , Hester-peirce , Supreme-court , Tennessee-republican-party , Us-court , York-republican-state-committee , Investment-partners , Exchange-commission , Advisers-act-rule , Pay-to-play-rule

"Shadow Trading" Is Insider Trading: Jury Establishes Liability In Historic Shadow Trading Case - Securities

On April 5, 2024, a jury found Matthew Panuwat civilly liable for insider trading in violation of federal securities laws in a first-of-its-kind "shadow trading" case (also referred to as "sympathy

California , United-states , Lowenstein-sandler , Matthew-panuwat , Medivation-inc , Exchange-act-rule , Business-development , Securities-exchange , Exchange-commission , Pfizer , District-court , Northern-district-of-california-court

2023 False Claims Act Enforcement In Health Care And Life Sciences, Part I - Healthcare

In February 2024, the Department of Justice ("DOJ") announced the results of its 2023 False Claims Act ("FCA") enforcement efforts.

United-states , Brian-boynton , Deputy-boynton , Supervalu-inc , Us-supreme-court , Centers-for-medicare-medicaid , Jones-day , Chevron , Supreme-court , Resources-inc , Department-of-justice , Claims-act

The Corporate Transparency Act – Are You In Compliance? - Corporate Governance

As you might be aware, Federal legislation known as the "Corporate Transparency Act" (the "Act") went into effect as of the beginning of this year. The Act requires many businesses...

Financial-crimes-enforcement-network , Mondaq , The-corporate-transparency-act-x2013-are-you-in-compliance- , Corporate-commercial-law , Compliance , Corporate-governance ,

Current Issues In Immigration Compliance - General Immigration

As we start the second quarter of 2024, there are a number of important developments in immigration compliance involving many of the applicable agencies.

United-states , American , Alberto-ruisanchez , Immigration-services , National-labor-relations-board , American-immigration-lawyers , Chief-counsel , E-verify-nextgen , Customs-enforcement , Mondaq , Current-issues-in-immigration-compliance , Compliance

The United States Intervenes In Its First False Claims Act Cybersecurity Case - Government Contracts, Procurement & PPP

The United States notified the U.S. District Court for the Northern District of Georgia that it plans to intervene in a False Claims Act case filed against Georgia Tech Research Corporation...

United-states , Georgia , National-institute-of-standards , Fraud-initiative , Tech-research-corporation-georgia , Us-district-court , Us-department-of-defense , Northern-district , False-claims-act , Tech-research-corporation , Georgia-tech

International Compliance And Risk-Mitigation Heat Map (2024 Update) - Export Controls & Trade & Investment Sanctions

In 2022, Foley's International Government Enforcement Defense & Investigations Team produced a set of interactive international compliance and risk-mitigation heat maps, designed to provide...

Foley , Foley-international-government , International-government , Enforcement-defense , Investigations-teamproduced , Mondaq , International-compliance-and-risk-mitigation-heat-map-2024-update- , Compliance , Corporate-commercial-law , Corporate-and-company-law , Criminal-law

Illinois Equal Pay Act Compliance Deadline - Employment Litigation/ Tribunals

If your company qualifies for the EPRC requirement, but has not yet applied for an EPRC, you should act now to meet compliance requirements.

Illinois , United-states , Illinois-department , Employer-information-report , Equal-employment-opportunity , Equal-pay-registration , Business-enterprise , Disabilities-act , Mondaq , Illinois-equal-pay-act-compliance-deadline , Compliance

SEC Stays Climate Disclosure Rules After Legal Challenges Consolidated In MDL - Corporate Governance

On April 4, 2024, the U.S. Securities and Exchange Commission (SEC) issued a stay of its final rules on climate-related disclosures.

Circuit-court , Judicial-panel , Exchange-commission , Fifth-circuit-court , Multidistrict-litigation , Eighth-circuit , Fifth-circuit , Eighth-circuit-court , Exchange-act , Administrative-procedure-act , Mondaq

Five Compliance Checks Every Multinational Company Should Consider For … Being An Importer Of Record -

As an accompaniment to our biweekly series on "What Every Multinational Company Should Know About" various international trade, enforcement...

Party-for-clearing-entries , Multinational-company-should-know , Every-multinational-company-should-know , Customs-broker , Responsible-party , Clearing-entries , Exercise-reasonable-care , Classification-index , Customs-transfer-pricing-study , Active-customs-broker , Forwarder-oversight