CSPAN3 Politics And Public Policy Today September 2, 2015
Not doing the best that they can for their customer. So those instances often will be something where they may have recommended to the customer a security that is really not suitable for the customers financial condition. Or that they said something that wasnt accurate or was misleading about the security and trying to get the investor to put their assets into that product. When you are watching Late Night Television at 2 00 in the morning you see investment products, might some of those be included in the brokers and things that you oversee . They might. So we have a pretty strict set of rule...