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Investment Management Update - December 2022

Published: December 8, 2022

Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended June 30, 2022…

Source: lexology.com

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New YorkUnited StatesGary GenslerDivision Of ExaminationsInvestment CompanyInvestment TeamSecurities Exchange ActPricing ServicesAspen Security ForumFund Names Rule AmendmentsCharles SchwabExpert NetworksExchange CommissionOverlay FundAsset Management Advisory CommitteeFund Names RuleSchwab BankAllianz Global InvestorsMellon Investment Adviser IncRequire Electronic FilingInvestment AdvisersInstitutional InvestmentInvestment Advisers ActInvestment Company ActConfidential Treatment Requests

SEC Proposes Fund Names Rule Amendments and Rules Governing ESG Investment Disclosures | Troutman Pepper

Published: June 8, 2022

In two separate May 25 releases, the U.S. Securities and Exchange Commission (SEC) proposed amendments to (1) Rule 35d-1 (the Names Rule) under the Investment Company Act of 1940...

Source: jdsupra.com

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Gary GenslerExchange CommissionAsset Management Advisory CommitteeFund Names RuleInvestment CompanyNames RuleInvestment Company ActFund NamesChair Gary GenslerIntegration FundsDisclosure Forms ConcerningInvestment Advisers ActChair GenslerFocused FundsOpen End FundsImpact FundsFocused FundCommissioner Peirce