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The Failure To Capture Digital Communications Gets Personal - New Technology - Vimarsana News

The Failure To Capture Digital Communications Gets Personal - New Technology

The last couple of years have been full of headlines not only of firms being fined for failing to capture digital communications but also of firms themselves taking action against employees...

Source: mondaq.com
Finfluencers: A Cross-Jurisdictional Analysis - Vimarsana News

Finfluencers: A Cross-Jurisdictional Analysis

The rise of social media marketing has transformed social media platforms, from medium of entertainment into powerful tools shaping financial…

Fitell : NOTICE OF EXTRAODINARY GENERAL MEETING - Form 6-K -December 18, 2023 at 08:59 am EST - Vimarsana News

Fitell : NOTICE OF EXTRAODINARY GENERAL MEETING - Form 6-K -December 18, 2023 at 08:59 am EST

NOTICE OF EXTRAODINARY GENERAL MEETING Notice is hereby giventhat the extraordinary general meeting of Fitell Corporation, a Cayman Islands exempted company with limited...

Industry Veteran Amy Philbrook Joins LPL as New Head of Service - Vimarsana News

Industry Veteran Amy Philbrook Joins LPL as New Head of Service

SAN DIEGO, Dec. 13, 2023 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq: LPLA) today announced Amy Philbrook has joined the firm as Executive Vice President and Head of Service. Philbrook

FINRA Hits Another BD With Reg BI-Related Fine - Vimarsana News

FINRA Hits Another BD With Reg BI-Related Fine

Network 1 Securities did not establish, maintain and enforce a supervisory system to comply with Reg BI's care obligation.