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The SEC (U.S. Securities and Exchange Commission) has provided notice that it is preparing to adopt the so-called "Private Funds Rules" under the Investment Advisers Act of 1940...
The Securities and Exchange Commission (the “SEC”) proposed new rules under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940 to address the risks to investors...
In a move to address the implications of integrating emerging technologies into the financial markets, the U.S. Securities and Exchange Commission (the “SEC”) recently proposed new...
The US Securities and Exchange Commission (SEC) proposed on July 26, 2023 new rules designed to address conflicts of interest from the use of predictive data analytics in “investor...
This report provides a snapshot of the U.S. Executive Branch priorities via daily schedules and the prior day's press releases.