Funds' Names Must Not Mislead, Says SEC. It's About 'Truth in Advertising.'
In a four-to-one vote, the commissioners approved a rule that says a fund must try to invest at least 80% of its assets in line with the focus its name...
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In a four-to-one vote, the commissioners approved a rule that says a fund must try to invest at least 80% of its assets in line with the focus its name...
The SEC voted on Wednesday to impose the most sweeping overhaul for fund-labeling regulations in more than two decades.
Summary - The SEC’s pursuit of the crypto industry continues with its second-ever settlement of a non-fungible token (NFT) enforcement action. The SEC settled with Stoner ...
The SEC voted to expand the scope of a rule meant to insure that funds' portfolios line up with the strategies suggested by fund names.
The United States SEC has recently charged the NFT collection Stoner Cats with offering unregistered securities.