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The Maryland Rules Committee Has Recommended Several Discovery Amendments | EDRM - Electronic Discovery Reference Model - Vimarsana News

The Maryland Rules Committee Has Recommended Several Discovery Amendments | EDRM - Electronic Discovery Reference Model

The Maryland Standing Committee on Rules of Practice & Procedure (“Rules Committee”) met on May 19, 2023, and recommended a number of changes to the Maryland Rules.  This blog is...

New California Rule Compels Attorneys to Report Misconduct by Other Attorneys - Vimarsana News

New California Rule Compels Attorneys to Report Misconduct by Other Attorneys

At its meeting in March of this year, the State Bar of California Board of Trustees approved a 45-day public comment period for two options for a new rule that would create a duty for California attorneys to report misconduct by other attorneys.

SEC Withdraws M&A Brokers No-Action Letter, Forcing Financial Advisers To Larger Private Companies To Register As Broker-Dealers - Securities - Vimarsana News

SEC Withdraws M&A Brokers No-Action Letter, Forcing Financial Advisers To Larger Private Companies To Register As Broker-Dealers - Securities

Nearly a decade ago, the SEC Staff issued a no-action letter that enabled investment bankers who limit their services to M&A transactions involving private companies to avoid broker-dealer registration with the SEC.

Source: mondaq.com
Plagiarism Draws Sanctions in First Amendment Case - Vimarsana News

Plagiarism Draws Sanctions in First Amendment Case

The Federal District Court in Philadelphia has sanctioned a lawyer for copying and pasting opposing counsel's motion in limine and filing it as her…

Crafting an annual compliance calendar for a solo RIA - Vimarsana News

Crafting an annual compliance calendar for a solo RIA

The key is finding a way to handle increasingly complex compliance while continuing to serve clients effectively.