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<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against&nbsp;</span><span>Asset Risk Management, LLC</span><span>&nbsp;(ARM), a registered Commodity Trading Advisor headquartered in Houston, Texas, for failing to register as a swap execution facility (SEF). The order requires ARM to pay a $200,000 civil monetary penalty and to cease and desist from any further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.</span></p>

United statesGretchen loweBenjaminj rankinManalm sultanNancy markowitzDavid acevedoPamela geraghtyMatthew jonesTrevor kokalLenel hickson jrDivision of enforcementMarket participants divisionAsset risk managementCommodity futures trading commissionDivision of market oversightCustomer protection fund