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Conflict Resolution: The SEC Adopts Final Rule 192 (Conflicts Of Interest In Securitization Transactions) - Securitization & Structured Finance - Vimarsana News

Conflict Resolution: The SEC Adopts Final Rule 192 (Conflicts Of Interest In Securitization Transactions) - Securitization & Structured Finance

On November 27, 2023, the SEC adopted Final Rule 192 prohibiting certain conflicts of interest in securitization transactions.

Source: mondaq.com
SEC Expands Scope of Fund "Names Rule" - Vimarsana News

SEC Expands Scope of Fund "Names Rule"

The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names Rule), as…

Updates To The Safeguards Rule Will Require Non-Banking Financial Institutions To Report Data Security Breaches To The FTC - Financial Services - Vimarsana News

Updates To The Safeguards Rule Will Require Non-Banking Financial Institutions To Report Data Security Breaches To The FTC - Financial Services

On October 27, 2023, the Federal Trade FTC (FTC) approved amendments to its version of the Standards for Safeguarding Customer Information Rule (the Safeguards Rule)...

Source: mondaq.com
Updates to the Safeguards Rule Will Require Non-Banking Financial Institutions to Report Data Security Breaches to the FTC | WilmerHale - Vimarsana News

Updates to the Safeguards Rule Will Require Non-Banking Financial Institutions to Report Data Security Breaches to the FTC | WilmerHale

On October 27, 2023, the Federal Trade FTC (FTC) approved amendments to its version of the Standards for Safeguarding Customer Information Rule (the Safeguards Rule) to require...

SEC Adopts Rules on Short Sales and Securities Lending | Dechert LLP - Vimarsana News

SEC Adopts Rules on Short Sales and Securities Lending | Dechert LLP

The Securities and Exchange Commission on October 13, 2023, adopted two new rules under the Securities Exchange Act of 1934 expanding reporting requirements for securities lending and...