Ropes & Gray's Investment Management Update June – July 2023 - Wealth & Asset Management
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
Source: mondaq.com
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SEC Adopts Final Rules On Public Company Cybersecurity Disclosures - Security
On July 26, 2023, the Securities and Exchange Commission (the "SEC") voted 3–2 to adopt rules requiring public companies to disclose material cybersecurity incidents...
Source: mondaq.com
SEC takes on AI use by broker-dealers and investment advisers - Expansive coverage of types of technology and investor interaction in play | Eversheds Sutherland (US) LLP
In a Legal Alert issued before the SEC open meeting, we posed five questions that our Investment Services team would be looking out for as part of this meeting. We now have answers to...
Source: jdsupra.com
SEC Adopts Final Rules on Public Company Cybersecurity Disclosures
On July 26, 2023, the Securities and Exchange Commission (the “SEC”) voted 3-2 to adopt rules requiring public companies to disclose material…
Source: lexology.com
Regulatory Update and Recent SEC Actions - July 2023 | Blank Rome LLP
REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced the appointment of Deborah J. Jeffrey as...
Source: jdsupra.com