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On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934.
At an open meeting yesterday, the SEC voted to propose new rules addressing trading in the market by insiders and companies.
This report provides a snapshot of the US Executive Branch priorities via daily schedules and the prior day's press releases.
At an open meeting yesterday, the SEC voted to propose new rules addressing trading in the market by insiders and companies. The commissioners voted—unanimously—to propose new rules...