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Q3 sees plenty of ASIC bans and court action

The last three months have seen at least three high-profile court cases involving adviser misconduct, keeping the corporate regulator on its toes to wrap up a busy quarter. ....

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ASIC acts against illegal investment scheme operator

ASIC is suing the operator of several unregistered managed investment schemes that, among other investors, targeted SMSF members. ....

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Company director pulled up by ASIC for unlicensed MIS

ASIC has taken civil action against a company director for alleged unlicensed conduct and operating numerous unregistered managed investment schemes. ....

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ASX LIVE: ASX to rise, S&P 500 closes higher on real estate, tech

Australian shares were up 0.8 per cent, led by gains in 10 sectors. AMP expecting first strike on bonuses. REIT HealthCo & Wellness completes placement. NobleOak in breach of APRA’s prudential standards. BNPL providers promise to strengthen code of conduct. ....

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AFR Super & Wealth Summit 2022 updates LIVE: Stephen Jones says there are 32 super funds with more than $100m

Follow the AFR Super & Wealth Summit; Coalition says any move by Labor to limit super balances, tighten tax concessions would be “massive broken promise”. Updates here. ....

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