That EY cheat sheet shouldn't work anymore
There’s a simple technical fix for the exam cheating that landed Ernst & Young with a $100 million fine from the SEC, but the problems go deeper.
Source: accountingtoday.com
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Top News In Sec Enforcement Today - Breaking & Trending Today
EY denies audit firm split tied to $100M SEC penalty
The penalty for cheating on CPA ethics exams and misleading investigators was the largest ever levied by the commission against an accounting firm.
Source: accountingtoday.com
SEC Issues Enforcement Order For Annuities Exchange Violation
U.S. Securities and Exchange Commission issued Order Instituting Administrative and Cease-And-Desist Proceedings against RiverSource Distributors for variable annuity exchanges made with existing customers between January 2017 and May 2018.
Source: natlawreview.com
SEC charges Texas official with falsifying financials
It's the third time this month that the SEC has announced charges against city officials for disclosure-related violations.
Source: bondbuyer.com
SEC charges Rochester, New York, with fraud
The Securities and Exchange Commission has charged the City of Rochester, New York, its former finance director, former CFO and their municipal advisor with misleading investors in a $119 million bond offering.
Source: bondbuyer.com