CohnReznick charged with improper auditing conduct by SEC
The commission charged the Top 20 Firm and three of its partners Wednesday, and the firm agreed to pay a $1.9 million penalty to investors.
Source: accountingtoday.com
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Top News In Sec Enforcement Today - Breaking & Trending Today
SEC's Sanchez: Lots of 'noise' around ESG disclosure, but issuers should stick to principles
Issuers need to be careful with bonds specifically marketed as green, said the head of Office of Municipal Securities.
Source: bondbuyer.com
SEC charges Sterlington, Louisiana, and former mayor with fraud
The SEC charged the town, former mayor Vern Breland, municipal adviser Twin Spires Financial and its owner Aaron Fletcher with misleading investors in connection with bond offerings in 2017 and 2018.
Source: bondbuyer.com
Fifth Circuit: Eliminate SEC's Use Of ALJs
The Court of Appeals for the Fifth Circuit issued a remarkable opinion holding numerous aspects of the SEC’s administrative enforcement regime are unconstitutional,ruling stands to eliminate the SEC’s ability to adjudicate enforcement actions seeking penalties using ALJs.
Source: natlawreview.com
SEC Issues New Guidance Regarding Russia Sanctions And Public Company Disclosures - Export Controls & Trade & Investment Sanctions
In response to Russian President Vladimir Putin's decision to invade Ukraine in February, the U.S. government announced sweeping sanctions against Russia.
Source: mondaq.com