SEC's Gensler calls for watchdogs to collaborate on crypto oversight
The chair said his agency and the top U.S. derivatives regulator should work together to rein in cryptocurrency exchanges.
Source: accountingtoday.com
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Where SEC examinations will focus in 2022
The Securities and Exchange Commission’s Division of Examinations intends to home in on municipal advisor obligations, transfer agents and municipal issuer disclosures.
Source: bondbuyer.com
SEC chief doubts imminent deal to avoid China delistings
Securities and Exchange Commission Chair Gary Gensler tamped down speculation that a deal is brewing to keep about 200 Chinese stocks from losing their listings, signaling that only total compliance with U.S. audit inspections will allow the companies to keep trading on American markets.
Source: accountingtoday.com
SEC charges Texas school district and former CFO with fraud
The Securities and Exchange Commission has charged Texas' Crosby Independent School District and two individuals in connection with the school district’s 2017 fiscal year financial statements.
Source: bondbuyer.com
2021 Overview of SEC and PCAOB Actions
In 2021, at both the SEC and the PCAOB, accounting and auditing enforcement activity and monetary settlements decreased. Together, the SEC and PCAOB publicly disclosed 52 accounting and auditing enforcement actions and monetary settlements totaled approximately $159 million
Source: natlawreview.com