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The Obama Administration is aggressively exploiting regulation to achieve its policy agenda, issuing 157 new major rules at a cost to Americans approaching $73 billion annually.
Washington, D.C. — The Commodity Futures Trading Commission today announced it has issued an Order of Registration to SpectrAxe LLC (SpectrAxe) granting it registration as a swap execution facility (SEF). SpectrAxe is a Delaware limited liability company headquartered in New York, N.Y.
Updates in the financial world this month include SEC advertising rules, NYC Wage Transparency Law Compliance, SEC Electronic Recordkeeping Rule, SEC Proposes New Rule Governing Outsourcing by Investment Advisers, and Rules for Reporting and Advertising by Investment Companies.
Leading centralised cryptocurrency exchange FTX Exchange is known for its expertise in derivatives and leveraged products
Washington, D.C. — The Commodity Futures Trading Commission today announced that it has unanimously approved an amended order that exempts two multilateral trading facilities (MTFs) and two organised trading facilities authorized within the European Union (EU) from CFTC swap execution facility (SEF) registration requirements.