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Ask FINRA: A Panel of Senior FINRA Officials Answer Pressing Industry Questions | Bressler, Amery & Ross, P.C.

Ask FINRA: A Panel of Senior FINRA Officials Answer Pressing Industry Questions | Bressler, Amery & Ross, P.C.
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

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Introducing Stephanie Dumont

Introducing Stephanie Dumont
finra.org - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finra.org Daily Mail and Mail on Sunday newspapers.

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ON THE MOVE: Tradeweb Adds Murray Roos to Board; LiquidityBook Hires Stephanie Minister

Traders Magazine
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Tradeweb Markets, a global operator of electronic marketplaces for rates, credit, equities and money markets, appointed
Murray Roos to the company’s Board of Directors effective March 19. He succeeds Debra Walton, who will be stepping down from the Tradeweb board. Roos is Group Head of Capital Markets, London Stock Exchange Group and a member of the group’s executive committee. Prior to joining LSEG in 2020, Mr. Roos was Global Co-Head of Equities at Citigroup and previously led the bank’s Multi-Asset Structuring Group. He joined Citi in 2015 from Deutsche Bank, where he held a number of management and trading roles. ....

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FINRA Promotes Stephanie Dumont To Head Market Regulation And Transparency Services

FINRA Promotes Stephanie Dumont To Head Market Regulation And Transparency Services
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

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ON THE MOVE: InvestX Hires Brian Schaeffer; Scott Anderson to Finra

Traders Magazine
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InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed
Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a trading clerk, later becoming a top specialist on the New York Stock Exchange. He also worked as a TV analyst on CNBC before becoming CEO of Van der Moolen Capital Markets, one of the largest listed global trading and technology companies, which was sold to Lehman Brothers in 2007. ....

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