In Wells Fargo Case, FINRA Didn't Manipulate Arb Process: Independent Review
The review recommended however that FINRA increase transparency in the arbitrator selection process.
Source: thinkadvisor.com
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Report Finds "No Evidence" of Agreement Between Wells Fargo and FINRA
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
Source: wealthmanagement.com
FINRA Publishes Independent Counsel's Report On Arbitrator Selection Process - Report Finds No Evidence Of Improper Agreement To Remove Arbitrators From Cases - FINRA To Implement Recommendations To Provide Greater Transparency
<p><span>FINRA today published </span><a href="https://www.finra.org/rules-guidance/guidance/reports/report-independent-review-finra-dispute-resolution-services-arbitrator-selection-process">the report</a><span> of independent counsel Lowenstein Sandler LLP, which found no evidence of an improper agreement to remove certain arbitrators from arbitration cases. FINRA also said it would promptly implement the report’s recommendations to provide greater transparency to the arbitrator selection process.</span></p>
Source: mondovisione.com
How one Hoboken company got caught up in the crypto collapse
How Hoboken-based Celsius went from managing $11.8 billion in assets, while being revered in the crypto world, to its recent fall from grace.
Source: njbiz.com
Cryptocurrency: The Regulator's Perspective (Podcast) - Fin Tech
Rachel Maimin interviews Lowenstein partner Christopher Gerold, former Chief of the New Jersey Bureau of Securities and former Chair of the North American Securities Administrators Association...
Source: mondaq.com