Regulatory Update and Recent SEC Actions - July 2023 | Blank Rome LLP
REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced the appointment of Deborah J. Jeffrey as...
Source: jdsupra.com
Large Security Based Swap News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Daily Financial Regulation Update -- Thursday, June 22, 2023 | Paul Hastings LLP
June 21, 2023- The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing on the following nominations: •The Honorable Philip Nathan...
Source: jdsupra.com
SEC Comment Period Extended After Technological Error
The Securities and Exchange Commission announced due to a technological error it is reopening the public comment periods for 11 rulemaking releases. The comment periods will be reopened October 7th. Some comments submitted through the SEC’s comment form were not received.
Source: natlawreview.com
United States: SEC Reopens Comment Period for Eleven Significant Rulemaking Releases
On October 7, 2022, the Securities and Exchange Commission (the “SEC”) announced that, due to a technological error, it was reopening the public…
Source: lexology.com
Remarks At Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Sept. 21, 2022
<p><span>Good morning and thank you, Christopher [Mirabile]. Today’s agenda is particularly hefty. Much of the day will be taken up by four separate panel discussions covering a dizzying range of topics: human capital management; the Commission’s recent proposals regarding swaps and beneficial ownership reporting; and ESG investing. Following these panel discussions, the Committee will consider three distinct sets of draft recommendations, each of which is lengthy and detailed. I appreciate the Committee’s enthusiasm, which this agenda evidences.</s...
Source: mondovisione.com