SEC Commissioner to speak at Chartered Accountants Hall
ICAEW will play host as the US Securities and Exchange Commission’s Mark Uyeda makes his only UK speech, on building trust and transparency in international markets.
Source: icaew.com
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SEC approves stronger reporting requirements for private fund advisors
A split SEC approved a rule Wednesday that beefs up reporting requirements for private fund advisors regarding events affecting valuation.
Source: investmentnews.com
Bank failures, X-dates and economic uncertainty hit Milken
The events of the last two months will prompt a “ratcheting up of regulation” on regional lenders that will ultimately constrain capital, said PGIM CEO David Hunt.
Source: politico.com
Casting many 3-2 votes to advance rulemaking proposals at the SEC
Over the two year that Gary Gensler has led SEC, the five-member commission has cast many 3-2 votes to advance rulemaking proposals,
Source: investmentnews.com
Gary Gensler stays focused as he continues to pursue his agenda
Gary Gensler said he’s “very confident” the Securities and Exchange Commission can pursue its agenda unfettered.
Source: investmentnews.com