Delaware Companies to Pay $146 Million for Precious Metals Fraud
Commodity Futures Trading Commission (CFTC) ...... On Monday, July 3, the Commodity Futures Trading Commission (CFTC) announced that Judge Richard
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Commodity Futures Trading Commission (CFTC) ...... On Monday, July 3, the Commodity Futures Trading Commission (CFTC) announced that Judge Richard
Commodity Futures Trading Commission (CFTC) ...... On Wednesday, October 5, 2022, the Commodity Futures Trading Commission (CFTC) announced that it
<p><span>The Commodity Futures Trading Commission today announced that it filed a civil enforcement action in the U.S. District Court for the District of Delaware against a precious metals dealer, </span><span>Argent Asset Group LLC</span><span> (Argent), and a precious metals depository, </span><span>First State Depository Company, LLC</span><span> (FSD), both of Wilmington, Delaware, and their owner, </span><span>Robert Leroy Higgins</span><span> ...
Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against tpSEF, Inc ., a registered swap execution facility (SEF), for failing to comply with the CFTC 15-second delay requirement for certain required transactions on a SEF order book.
<p><span>The Commodity Futures Trading Commission announced today that it issued an order suspending the registrations of Ted Brent Alexander of Jackson, Mississippi. The CFTC filed a Notice of Intent to Suspend or Modify registration under Section 8a(11) against Alexander on September 2, 2021. [See CFTC Press Release No. <a href="https://www.cftc.gov/PressRoom/PressReleases/8423-21">8423-21</a>]. The CFTC action is based on a federal criminal indictment charging Alexander with six felony counts of securities and commodities...