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Delaware Companies to Pay $146 Million for Precious Metals Fraud - Vimarsana News

Delaware Companies to Pay $146 Million for Precious Metals Fraud

Commodity Futures Trading Commission (CFTC) ......   On Monday, July 3, the Commodity Futures Trading Commission (CFTC) announced that Judge Richard

Precious Metals Dealer Bob Higgins of Argent Group Charged With Ongoing Fraud - Vimarsana News

Precious Metals Dealer Bob Higgins of Argent Group Charged With Ongoing Fraud

Commodity Futures Trading Commission (CFTC) ......   On Wednesday, October 5, 2022, the Commodity Futures Trading Commission (CFTC) announced that it

CFTC Charges Delaware Precious Metals Dealer, Depository, And Their Owner With Ongoing Fraud - Vimarsana News

CFTC Charges Delaware Precious Metals Dealer, Depository, And Their Owner With Ongoing Fraud

<p><span>The Commodity Futures Trading Commission today announced that it filed a civil enforcement action in the U.S. District Court for the District of Delaware against&nbsp;a precious metals dealer,&nbsp;</span><span>Argent Asset Group LLC</span><span>&nbsp;(Argent), and a precious metals depository,&nbsp;</span><span>First State Depository Company, LLC</span><span>&nbsp;(FSD), both of Wilmington, Delaware, and their owner,&nbsp;</span><span>Robert Leroy Higgins</span><span>&nbsp;...

CFTC Orders tpSEF to Pay $850,000 for Violation of 15-Second Delay Rule for Execution of Cross Transactions on a SEF - Vimarsana News

CFTC Orders tpSEF to Pay $850,000 for Violation of 15-Second Delay Rule for Execution of Cross Transactions on a SEF

Washington, D.C.  — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against  tpSEF, Inc ., a registered swap execution facility (SEF), for failing to comply with the CFTC 15-second delay requirement for certain required transactions on a SEF order book.

CFTC Issues Order Suspending Mississippi Man's Registrations As A Commodity Trading Advisor And Associated Person - Vimarsana News

CFTC Issues Order Suspending Mississippi Man's Registrations As A Commodity Trading Advisor And Associated Person

<p><span>The Commodity Futures Trading Commission announced today that it issued an order suspending the registrations of&nbsp;Ted Brent Alexander&nbsp;of Jackson, Mississippi. The CFTC filed a Notice of Intent to Suspend or Modify registration under Section 8a(11)&nbsp;against Alexander on September 2, 2021. [See CFTC Press Release No.&nbsp;<a href="https://www.cftc.gov/PressRoom/PressReleases/8423-21">8423-21</a>]. The CFTC action is based on a federal criminal indictment charging Alexander with six felony counts of securities and commodities...