FINRA 'secret agreement' investigation probes Wells Fargo case
An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.
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An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.
Passage of the Ocean Shipping Reform Act (OSRA) legislation is a win for HFA members and could help through current supply chain woes.
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
<p><span>FINRA today published </span><a href="https://www.finra.org/rules-guidance/guidance/reports/report-independent-review-finra-dispute-resolution-services-arbitrator-selection-process">the report</a><span> of independent counsel Lowenstein Sandler LLP, which found no evidence of an improper agreement to remove certain arbitrators from arbitration cases. FINRA also said it would promptly implement the report’s recommendations to provide greater transparency to the arbitrator selection process.</span></p>
US President Joe Biden has signed a new ocean shipping law to cut ocean shipping costs and strengthen the maritime supply chain.