Regulatory Update and Recent SEC Actions - July 2023 | Blank Rome LLP
REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced the appointment of Deborah J. Jeffrey as...
Source: jdsupra.com
Page 4 - Swing Pricing News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Investment Management Update - April 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted...
Source: jdsupra.com
Regulatory Update and Recent SEC Actions
The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed…
Source: lexology.com
Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP
REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC...
Source: jdsupra.com
SEC Proposes Swing Pricing and a Hard Close for All Mutual Funds | K&L Gates LLP
Summary - On 2 November 2022, the U.S. Securities and Exchange Commission (SEC) voted 3-2 to propose amendments (proposed amendments) to Rule 22c-1 under the Investment Company Act of...
Source: jdsupra.com