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U.S. Securities and Exchange Commission instituted Administrative and Cease-and-Desist Proceedings against Florida limited liability company IFP Advisors SEC registered as Investment Adviser since 2008 and Richard Keith Robertson investment adviser with IFP from 2010 to 2018
U.S. Securities and Exchange Commission Whistleblower Office Annual Report to Congress for 2022 Fiscal Year details record year for the SEC Whistleblower Program, which received 12,300 whistleblower tips and issued 103 whistleblower awards totaling $229 million.
Securities and Exchange Commission SEC announced on May 3, 2022 the near doubling of the unit responsible for protecting investors in crypto markets and from cyber-related threats by allocating 20 additional positions to that team. The rebranded Crypto Assets and Cyber Unit
The Securities and Exchange Commission SEC announced a whistleblower award of approximately $37 million to two joint whistleblowers who provided key evidence that contributed to the success of the SEC’s enforcement action.